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Arbitration and Investor Protection Rules

Investor Compliant :grievance@wealthfist.biz

Note

NSE MEMBERSHIP NO. 13463 (SEBI REG NO. INZ000018333) | BSE MEMBERSHIP NO. 6253 (SEBI REG NO. INZ000018333)

CDSL DP ID : 12072300 (SEBI REG NO. IN-DP-258-2016 ) CIN NO: L67120GJ2002PLC040636

FOR INVESTORS COMPLAINT : complain@wealthfirst.biz NAME OF COMPLIANCE OFFICER: Nikhil Jain Mob. 9979854314 Email: compliance@wealthfirst.biz / nikhil@wealthfirst.biz

Customer Care No: 40240001 timings 9 AM to 7 PM.(On Monday-Friday Except Holidays)

"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

"No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

ATTENTION INVESTORS

"Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day -- * -- KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. -- * -- Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day. -- * -- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. ........... Issued in the interest of Investors"

ATTENTION INVESTORS:CDSL/NSDL

"Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day..... issued in the interest of investors. "